• Understand the role and responsibilities related to the position of director
• Control the scope and role of key risk and control functions and reporting to the supervisory body

• Study and scope of the regulation applicable in the banking and financial areas

• Regulatory framework and main international authorities

• • Basel Committee / IOSCO / IAIS / Joint Forum / Financial stability forum: origin, organisation and missions

• The European regulatory framework

• • The main European authorities, organisation and missions: EBA, EIOPA, ESMA, ECB
  • Implementation mechanisms of directives and regulations

• The French regulatory framework

• • The different supervisory authorities
  • The types of regulated institutions
  • Focus on the role and missions of AMF
  • Focus on the role and missions of ACPR

• Role and responsibilities of directors and effective officers

• Monetary and Financial Code
• Decision of 3rd November 2014
• ECB Guide to Directors’ Competencies
• EBA guidance on internal governance and the skills of key managers and functions
• The specialized committees of the Board:

• • Risk Committee
  • Compensation Committee
  • Appointments Committee
  • Audit Committee
  • Decisions to be taken by the Board, reports to be sent to the Board of Directors and Supervisory Board and to the specialized committees of the Board.

• Control and risk functions (key functions):

Roles and scope of:

• The compliance function
• The permanent control function
• The risk function
• The periodic inspection function
• The AML TF manager
• The Information Systems Security Officer

• Major risk monitoring and control obligations

• Risks to be covered in institutions subject to the decree of 3 November:

• Definition (credit risk/counterparty, liquidity, overall interest rate, intermediation…)
• Main risk control systems

• Regulatory reporting